The Vivaldi Opportunities Fund Investment Manager

Vivaldi Asset Management LLC

Vivaldi Asset Management, LLC is an SEC-registered investment adviser which, together with its affiliates, has approximately $2.7 billion of assets under management as of May 31, 2019. Founded in 2013, Vivaldi specializes in structuring and managing alternative investment, multi-manager, and multi-strategy mutual funds. Vivaldi prides itself on its ability to combine rigorous research and risk management processes with disciplined portfolio construction and management. Vivaldi is headquartered in Chicago, Illinois. For more information about Vivaldi and their other registered fund solutions, please visit vivaldifunds.com.

Fund Sub-Advisers

RiverNorth Capital Management LLC

Founded in 2000, RiverNorth Capital Management, LLC (“RiverNorth”) is located at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654. RiverNorth is registered with the SEC as an investment adviser and manages, as of March 31, 2019, approximately $3.7 billion for individuals and institutions, including limited partnerships, mutual funds and employee benefit plans.

Angel Oak Capital Advisors, LLC

Founded in 2009, Angel Oak Capital Advisors, LLC (“Angel Oak”) is located at 3060 Peachtree Road NW, Suite 500, Atlanta, Georgia 30305. Angel Oak is registered with the SEC as an investment adviser and manages, as of March 31, 2019, approximately $9.8 billion for pooled investment vehicles, investment companies, high net worth individuals and banking institutions.

For Additional Details On the Vivaldi Opportunities Fund Strategy: